THE INFLUENCE OF MUSICAL ANALYSIS AS A STRATEGIC TOOL ON UNDERGRADUATE PIANO STUDENTS’ MEMORISATION OF A CLASSICAL SONATINA K du Preez Submitted in fulfilment of the requirements in respect of the Master of Music in the Odeion School of Music in the Faculty of Humanities at the University of the Free State. Month and year: November 2024 Student number: 2017002011 Supervisor: Dr A. Froneman Co-supervisor: Prof. M. Wium i DECLARATION MASTERS STUDENT I, Kayme du Preez, declare that the Master’s Degree research dissertation or interrelated, publishable manuscripts/published articles, or coursework Master’s Degree mini-dissertation that I herewith submit for the Master’s Degree qualification Master of Music at the University of the Free State is my independent work, and that I have not previously submitted it for a qualification at another institution of higher education. ________________ _______________ Student’s Signature Date ____________________ (Name of Department) ii DECLARATION LANGUAGE EDITOR John Linnegar Publishing Training Consultant, Text Editor, Proofreader, MS evaluator, Writer PostNet Suite 104, Private Bag X19, Milnerton 7435 ּ Cell: 082 556 8175 Partner, McGillivray Linnegar Associates Life Member, Exco member, Professional Editors’ Guild (PEG) ּ Accredited Professional Text Editor, PEG & SATI Director, Dictionary of South African English (DSAE, PanSALB English NLU) Member, Publishers’ Association of South Africa (PASA) Member, Society for English-language Professionals in the Netherlands (SENSE) Member, Canberra Society of Editors, Australia; Member, Nordic Editors and Translators (NEaT), Finland Author: Engleish, our Engleish: Common errors in South African English and how to resolve them (Pharos, 2013) Co-author: Text Editing (UPA, Brussels, 2012); grammar, punctuation and all that jazz … (MLA Publishers, 2019) Academic writing & editing: towards clear, concise and coherent texts (MLA Publishers, 2024) Email: johndlinnegar@gmail.com Website: www.editandtrain.co.za LETTER OF CONFIRMATION: NATURE OF EDITORIAL INTERVENTION To: The Academic Head, Odeion School of Music, Faculty of Humanities, University of the Free State 15.11.2024 I write to confirm that I was engaged as an accredited professional text editor to perform the following editorial interventions on the Master of Music thesis of Ms Kayme du Preez titled ‘The influence of musical analysis as a strategic tool on undergraduate piano students’ memorisation of a Classical sonatina’: 1. Copy-editing the text (comprising five chapters), which included language and stylistic editing and imposing consistency of usage. 2. Checking the numbering and formatting of the hierarchy of headings and subheadings and the titles of the figures and tables. 3. Styling the large quotations, which are displayed separately from the author’s text. 4. Checking that the reference list is both correct and consistent in all respects. This being an examinable work, no structural or content editing was undertaken. Any questions about these facets were flagged for the student’s attention and action. John Linnegar Accredited Text Editor (English), Professional Editors’ Guild mailto:johndlinnegar@gmail.com http://www.editandtrain.co.za/ iii ACKNOWLEDGEMENTS I hereby acknowledge the inputs of and support from the following people: • My supervisor on this project, Dr Anchen Froneman, and co-supervisor, Prof. Matildie Wium, for their valuable guidance, respected input and expert insight during all stages of this project. I sincerely appreciate your support and all the time and effort invested in this project. • My family and friends who showed an interest in this project and who constantly motivated me. I deeply appreciate your support and understanding. • My parents, in particular, for their encouragement, love and support. Thank you for your patience and motivation. iv ABSTRACT As a normalised notion, professional pianists are often expected to perform recitals from memory, which can increase their performance anxiety. In pursuit of committing the various components of a piece to memory, analytical strategies in particular are beneficial to establishing a secure memory of a piece, as concluded in previous research by Williamon and Valentine (2002), Timperman and Miksza (2019) and Ginsborg (2019), among others. Regarding memorisation strategies, the literature to date has concluded that piano students often refrain from using analytical strategies to facilitate memorisation, despite their positive effects. The limited nature of the existing literature in providing adequate guidance in this regard might explain this phenomenon. Accordingly, this study therefore investigates the influence of musical analysis as a strategic tool on undergraduate piano students’ memorisation of a Classical sonatina as they have experienced it. The aim of the study was to support undergraduate piano students’ memorisation of Classical sonatina movements by means of an analytical strategy based on William Caplin’s theory of formal functions (applied to the Classical sonatina by Edward Jurkowski [2010]). A second aim was to establish the ways in which implementing such a strategy influences their memorisation process – in this case, three undergraduate piano students. To this end, a collective case study was conducted in which three voluntary undergraduate piano students from two different South African institutions implemented a formulated analytical strategy over a six-week period to facilitate the memorisation of a Classical sonatina movement. The strategy consisted of complementary materials, including an example analysis, a series of videos and a glossary of relevant terms. These materials aimed to demonstrate and explain how concepts specifically related to Caplin’s theory can be implemented practically to facilitate memorisation primarily through structural analytical processes. The data collected through various procedures provided valuable insights into the participants’ experiences. Analysis of the data highlighted the effect that the implementation of the strategy had on their memorisation. It provided insights into their experience and perception of the strategy and revealed how analysis could be used in combination with other strategies to achieve the goal of memorisation of a piece. Overall, the findings reflected positive engagements with structural analysis to facilitate v memorisation, to the extent that they will hopefully inspire both the participants and readers to explore further the use of analysis for this purpose. Keywords: piano performance; memorisation; components of memory; structural analysis; new Formenlehre; William Caplin; theory of formal functions; inter-thematic fusion; sonata form; sonatina; undergraduate piano students vi LIST OF ABBREVIATIONS OSM Odeion School of Music UFS University of the Free State Op. opus No. number b.i. basic idea c.i. contrasting idea frag. fragmentation PAC perfect authentic cadence IAC imperfect authentic cadence HC half-cadence vii TABLE OF CONTENTS DECLARATION MASTERS STUDENT .................................................................................. i DECLARATION LANGUAGE EDITOR...................................................................................ii ACKNOWLEDGEMENTS ..................................................................................................... iii ABSTRACT ........................................................................................................................... iv LIST OF ABBREVIATIONS ................................................................................................... vi LIST OF TABLES .................................................................................................................. xi LIST OF FIGURES ............................................................................................................... xi LIST OF ANNEXURES ......................................................................................................... xi Chapter 1: INTRODUCTION .................................................................................. 1 1.1 Background and rationale of this study ................................................................ 1 1.2 Research aims, objectives and questions ............................................................ 6 1.3 Research hypothesis ............................................................................................ 7 1.4 Research design and research methodology ....................................................... 8 1.5 Ethical considerations ........................................................................................ 11 1.6 Value of the research ......................................................................................... 12 Chapter 2: LITERATURE REVIEW ...................................................................... 14 2.1 General memorisation ........................................................................................ 14 2.1.1 Processes involved in forming memories ..................................................... 15 2.1.2 Forms of memory: sensory, short-term and long-term .................................. 17 2.2 Memorisation of music ....................................................................................... 19 2.2.1 Importance and potential benefits of memorising music in general .............. 20 2.2.2 Components of music memorisation ............................................................. 22 2.2.3 Sensory processing systems: proprioception, exteroception and interoception ............................................................................................................................... 27 2.2.4 Cognition as an interactive or embodied process ......................................... 30 2.3 Analysis of music for memorisation: different approaches, potential benefits and research findings ...................................................................................................... 33 2.3.1 Ways of approaching the analysis of music for memorisation ...................... 33 2.3.2 Potential benefits .......................................................................................... 34 2.3.3 Previous literature and qualitative research findings ..................................... 37 viii 2.4 Sonata form ........................................................................................................ 40 2.4.1 Historical development ................................................................................. 41 2.4.2 Descriptions of sonata form .......................................................................... 43 2.5 The New Formenlehre ......................................................................................... 45 2.5.1 Hepokoski and Darcy’s sonata theory .......................................................... 46 2.5.2 William Caplin's theory of formal functions ................................................... 47 2.5.2.1 Unique perspectives of Caplin’s theory .................................................... 47 2.5.2.2 Sonata form structure and characteristics ................................................ 51 2.6 Sonatina form terminology ................................................................................. 54 2.7 Analysis of sonatina movements ........................................................................ 58 Chapter 3: METHODOLOGY ............................................................................... 62 3.1 Research design and context ............................................................................. 62 3.2 Participants ........................................................................................................ 63 3.3 Materials development ....................................................................................... 64 3.3.1 Written analysis in the form of a marked-up score ........................................ 64 3.3.1.1 Identification of relevant terms and concepts ........................................... 65 3.3.1.2 Colour-coding system .............................................................................. 65 3.3.1.3 Applying terms and concepts to sonatina movements ............................. 66 3.3.2 Series of videos ............................................................................................ 76 3.3.3 Extensive glossary ........................................................................................ 80 3.3.4 Materials’ role and contribution to the data collection ................................... 81 3.4 Data collection methods ..................................................................................... 82 3.5 Data-analysis procedures ................................................................................... 85 3.6 Ethical considerations ........................................................................................ 87 3.7 Researcher bias ................................................................................................. 88 Chapter 4: DATA ANALYSIS AND DISCUSSION ............................................... 90 4.1 Overview of each individual participant .............................................................. 90 4.1.1 Participant 1 .................................................................................................. 90 4.1.2 Participant 2 .................................................................................................. 92 ix 4.1.3 Participant 3 .................................................................................................. 93 4.2 Theme 1: Effect on memorisation process ......................................................... 97 4.2.1 Deeper learning through analytical interaction .............................................. 97 4.2.1.1 Facilitation of memorisation ..................................................................... 98 4.2.1.2 Enhanced attention to detail ................................................................... 100 4.2.2 Increased efficiency in learning and memorising ........................................ 100 4.2.2.1 Easier learning and acceleration of the learning process ....................... 101 4.2.2.2 Automatic and subconscious learning and memorisation of notes ......... 101 4.2.3 Reassurance while playing from memory ................................................... 101 4.2.3.1 Enhanced memory retention .................................................................. 101 4.2.3.2 Comforting feeling while playing from memory....................................... 102 4.3 Theme 2: Experience and perception of the strategy ....................................... 102 4.3.1 Positive experience ..................................................................................... 103 4.3.1.1 Exciting and enjoyable ........................................................................... 103 4.3.1.2 Clear and effective approach ................................................................. 103 4.3.2 Intention of future use ................................................................................. 103 4.3.2.1 Acknowledgment of the strategy's relevance and importance as an analytical tool to facilitate memorisation ............................................................. 104 4.3.2.2 Enthusiasm to implement selected elements of the strategy for future memorisation ..................................................................................................... 104 4.3.3 Potential for improvement ........................................................................... 105 4.3.3.1 Implementation of the strategy over a shorter period of time ................. 105 4.3.3.2 Availability of additional resources ......................................................... 105 4.3.3.3 Implementation of the various aspects thoroughly ................................. 106 4.3.4 Areas of difficulty experienced .................................................................... 108 4.3.4.1 Adopting the principles of the strategy with the accompanied terminology and applying it to the sonatina movement .......................................................... 108 4.3.4.2 Analysing and memorising the development section ............................. 109 4.3.4.3 Remaining focused and actively engaging with different components to memory .............................................................................................................. 109 x 4.4 Theme 3: Integration of additional methods and strategies .............................. 109 4.4.1 Mental practice ........................................................................................... 110 4.4.1.1 Mentally playing through the piece away from the piano ........................ 110 4.4.1.2 Using visual cues with mental practising methods ................................. 110 4.4.2 Additional analytical reinforcement ............................................................. 111 4.4.2.1 Individual hand analysis and practice ..................................................... 111 4.4.2.2 Pattern identification ............................................................................... 111 4.4.3 Visual memory strategies............................................................................ 111 4.4.3.1 Visualising the score .............................................................................. 112 4.4.3.2 Visualising the typography of the piano .................................................. 112 4.4.4 Listening strategies ..................................................................................... 112 4.4.4.1 Listening to a recording of the piece several times ................................ 112 4.4.4.2 Listening to multiple covers .................................................................... 113 4.4.5 Sight-reading .............................................................................................. 113 4.4.6 Muscle memory strategies .......................................................................... 114 4.4.6.1 Deliberate actions leading to the establishment of muscle memory ....... 114 4.4.6.2 Establishment of muscle memory subconsciously through instinctive and natural actions .................................................................................................... 115 4.4.7 Video-recording as a self-assessment tool ................................................. 115 Chapter 5: CONCLUSION .................................................................................. 117 5.1 Summary of study ............................................................................................ 117 5.2 Interpretation of research findings .................................................................... 119 5.3 Value of the study ............................................................................................. 126 5.4 Limitations to the study ..................................................................................... 127 5.5 Suggestions for further study ........................................................................... 129 5.6 Final remarks ................................................................................................... 130 REFERENCES ................................................................................................................. 131 xi LIST OF TABLES Table 3.1 Colour selection of each structural component......................................... 66 Table 3.2 The relevant cadential pattern of a sonata exposition, based on the illustration by Joel Galand (1999) ............................................................................. 68 Table 3.3 Similarities and differences in the structure between two sonatina movements ............................................................................................................... 71 Table 4.1 Overview of themes, categories and sub-categories ................................ 95 LIST OF FIGURES Figure 3.1 Structure of multi-coloured flow chart. ..................................................... 79 LIST OF ANNEXURES Annexure 1: Document presented to participants Annexure 2: Diabelli sonatina op. 168, no. 1: Analysis Annexure 3: Informed consent form Annexure 4: Participants’ information form Annexure 5: Interview schedule Annexure 6: Example of data analysis Annexure 7: Ethical clearance letter Annexure 8: Gatekeeper’s approval letter 1 Annexure 9: Gatekeeper’s approval letter 2 Annexure 10: Gatekeeper’s approval letter 3 Annexure 11: Gatekeeper’s approval letter 4 1 CHAPTER 1: INTRODUCTION 1.1 BACKGROUND AND RATIONALE OF THIS STUDY The practice of memorising music for recital was first promoted by the celebrated performers of the Romantic period; and for professional pianists in particular it has ever since become the norm (Aeillo & Williamon 2002, p. 168; Nagel 2015, p. 62). Because of this expectation, many performers constantly seek to find the most effective strategies for memorising music (Palmer 1997, p. 121; Walls 2007, p. 63). When fully embraced, the memorisation of music and its performance from memory can be extremely valuable to the performer, providing them with artistic freedom and offering numerous benefits. Furthermore, it can also have a positive influence on the musicality of the performance (Bernstein 2020, p. 53; Hargest 2014, p. 47; Klickstein 2009, p. 52; Walls 2007, p. 64). Memorisation is therefore a powerful and extremely valuable skill which can transform a musician’s performance for the better1. Memorisation is a very complex process, though, involving several brain processes and structures across various cerebral systems. A series of neurochemical and electrophysiological changes lead to the creation of memories and enable the acquisition of new information (Baddeley 2014, p. 4; Fourie, Van der Merwe & Swart 2016, pp. 121–122). The exact processes in the human brain that lead to memorisation are still not completely understood by performers or researchers. Several theories and models have been hypothesised throughout the past several decades, aiming to explain the function of different forms of memory (Baddeley 2014, p. 4; Reichling 1989, p. 9). Scholars have, however, identified six different components of memory involved in the memorisation of music. Specifically, these are: visual, auditory, kinesthetic, tactile, emotional and analytical memory (Ginsborg 2019, p. 17; Kenyon 2016, p. 8). A musician should strive to engage all of these components when memorising music in order to form a really secure memory of a piece (Ginsborg 2019, p. 17). 1 Important to mention, however, is the fact that memorisation is not always preferred by all musicians and that, in some cases, it can be less beneficial for musicians to perform from memory. Varying from individual to individual, playing from memory can significantly increase performance anxiety and therefore, does not always necessarily transform a performer’s playing for the better. See for example, ‘To use, or not to use?’ (Nagel, 2015), ‘Performance anxiety and memorisation: Tricks to help you avoid having memory slips under pressure on stage’ (Hodges, 2018) and ‘With or without your music’ (Bernstein, 2020). 2 In addition to the memory components, the influences of sensory processing systems in the memorisation process are significant and should not be overlooked. Processes known as interoception, exteroception and proprioception are all engaged and actively involved in the cognition and therefore the memorisation of music (Marzvanyan & Alhawaj 2023). More recently, however, the role of the entire body and body movements in the cognition of music has been investigated. An embodied music cognition theory suggests that perception and body movements are interconnected in the processes of learning and memorising music (Leman & Maes 2014). Despite these various components and systems, the focus of this study is primarily on analytical memory (one of the components of memory). The analytical component of memory is typically viewed as a more cognitive component than the others, one that requires cognition-based approaches (Mishra 2010, p. 10). Over the past several decades, many researchers and authors have acknowledged the multiple benefits of using analysis to facilitate memory (Chaffin 2007; Mishra 2010; Rubin-Rabson 1937; Williamon & Valentine 2002). However, analytical strategies for memorising music appear to be less instinctive and require deliberate action. Consequently, this component of memorisation is often neglected (Shteinberg, Newcomb, Kwak & Chance 2014, p. 52). With the analytical component of memory and associated memorisation strategies in mind, Mishra (2010, p. 10) stated the following regarding the content of the existing literature concerned with the memorisation of music: Understanding of human thinking and especially memory has changed drastically … . In psychology, the influence of the sensory memories (aural, visual, and kinesthetic) has been supplanted by a more concept-driven understanding of human memory. However, the proportion of articles specifically advocating an analytical or conceptual approach to musical memorization has changed little over the century. As Mishra remarked in the quotation above, there has not been the significant increase in investigating and advocating different analytical strategies that can be used as a tool to aid memorisation that one might have expected. Furthermore, the studies that have been undertaken during the last century have not produced specific guidelines 3 for implementing such analytical memorisation strategies. In the past, musical analysis has been the focus of several studies, articles and research projects. Certain aspects of musical analysis have been discussed, investigated and observed in the previous literature. These include the hierarchy of and the relationship between the different levels of music to facilitate memorisation (Chaffin 2007; Chaffin, Gerling, Demos & Melms 2013; Froneman 2008), guided analysis of single-line melodies during training (Ross 1961) and strategies for identifying patterns and motifs in music (Chaffin & Imreh 1997; Lartillot 2014). Only a few studies have investigated the use of structural analysis to some extent (Chaffin 2007; Noice et al. 2008), but again, their focus was not to develop a tool that musicians might implement. For almost a century, researchers have affirmed that the use of analytical strategies for memorising music is beneficial (Chaffin 2007; Mishra 2010; Rubin-Rabson 1937; Williamon & Valentine 2002). Perhaps because of the lack of literature providing specific guidelines for implementing analytical memorisation strategies as well as the less spontaneous character of the use of analysis for memorisation, many musicians continue to rely on conventional strategies and descriptions of memorisation (Mishra 2010, pp. 11 & 17). These often include approaches associated with sensory memory components, such as primary dependence on ‘muscle memory’ (Gerling & Dos Santos 2017, p. 74; Mishra 2010, pp. 11 & 17). But while these approaches might be sufficient for short pieces, Hallam (1997) asserts that more complex pieces require more focused and analytical approaches. Hallam (1997) concluded that it is mainly expert musicians who employ analysis extensively to aid memorisation. This conclusion is supported by the findings of studies by Noice et al. (2008), among others. In contrast, it became evident that university students did not necessarily depend on analytical methods for memorisation, instead applying or incorporating various other methods, as shown in research by Mishra (1999), Williamon and Valentine (2002), Lehmann, Sloboda and Woody (2007) and Gerling and Dos Santos (2017). With the intention to provide aid to university students in this respect, a statement by Chaffin (2007) provides valuable insights. Chaffin (2007, p. 378) asserted that ‘formal structure provides musicians with a ready-made retrieval scheme that can be used to 4 provide reliable and flexible access to their memories of the music’. Therefore, it is sensible to assume that an understanding of formal musical types and their unique characteristic structure, especially the sonata form in this case, may be a good starting point to facilitate undergraduate piano students’ memorisation. To illustrate the importance of the sonata form for the purposes of this study, which is concerned with sonatina movements, I would like to emphasise the close connection that sometimes exist between the two form types. In this regard, Hepokoski (2006, p. 344) states: Type 3 sonatas are the standard ‘textbook’ structures, with expositions, developments, and recapitulations that normally begin with P [the Primary Theme] in the tonic … the Type 3 is the most familiar type of sonata …. He continues: At times Type 1s [also known as ‘sonatina’ form] with modestly expanded retransitional links connecting the exposition to the recapitulation become virtually indistinguishable from Type 3s with small development sections (2006, p. 344). These statements clearly highlight the fact that the sonata form and the sonatina form share certain characteristic qualities in some instances. Hepokoski (2021, p. 84) dispels any further confusion or doubt regarding this connection by additionally asserting: ‘First movements of “sonatinas” … can be Type 3 sonatas ….’ The understanding of the sonata form is therefore crucial to this study as the sonatina movements included in this study were selected specifically for their structural relation to the sonata form, as in the cases mentioned by Hepokoski above. The understanding of the sonata form should therefore also help participants with memorising the first movement of a sonatina (which is the focus of this study). A complete formulated theory of the sonata form was first documented in 1826. Subsequent theories that aimed to describe the sonata form structure in a systematic manner resort under the term Formenlehre (Bergé 2010, p. 17; Prim 2017; Randel 2003a; Webster 2001a, p. 21); prominent authors in this group include Adolph 5 Bernhard Marx2 (1795–1866), Heinrich Schenker3 (1868–1935) and Charles Rosen4 (1927–2012) (Bergé 2010, p. 17; Caplin 2010a, p. 64; Greenberg 2022, p. 14). Since the late 1900s, a re-evaluation of theories of the sonata form known as the New Formenlehre (Hepokoski 2021, p. xi) have improved on previously problematic elements and created clearer classifications and descriptions of concepts while still preserving all the functional aspects of this musical form (Caplin & Martin 2016, p. 4; Hepokoski 2021, p. xi). Two fundamental approaches forming part of the New Formenlehre are James Hepokoski and Warren Darcy's Sonata Theory and William Caplin's theory of formal functions. Although both theories are widely acknowledged, providing extremely valuable information and insights, I have chosen Caplin’s theory of formal functions as the analytical strategy used in this study. Caplin’s theory is widely respected, it is highly influential and relevant to the current field of music theory and analysis. Furthermore, the principles of Caplin’s theory are flexible and applicable to all Classical forms, including sonatina movements, making it the ideal choice for this particular study. As this study focused on sonatina movements, the literature in this regard is also considered. In contrast to the large volumes of literature available on sonata movements, the previous literature concerned with sonatina movements specifically is significantly less. Nevertheless, the available literature has explored various facets of sonatina movements, including analytical procedures and pedagogical insights (Blakley 1982; Höhmann 2007; Lee 2016; Messaritaki 2016; Rhoden 1998; Thomson 1989; Yuan 2016). Jurkowski’s application of Caplin’s theory to sonatina movements as presented in a 2010 article stood out, however. Despite Caplin’s silence on sonatinas specifically, Hepokoski’s observations of the close connection between certain sonata and sonatina movements (as highlighted in the quotations above) provided Jurkowski with the opportunity to apply Caplin’s principles effectively to sonatina movements. The analytical materials created for this study were inspired by and based on these demonstrations by Jurkowski in an attempt to facilitate undergraduate piano students’ memorisation of sonatina movements. 2 See Die Lehre von der Musikalischen Composition (1837–1847). 3 See Das Meisterwerk in der Musik, published in 1925. 4 See Sonata Forms, published in 1988. 6 1.2 RESEARCH AIMS, OBJECTIVES AND QUESTIONS This study aimed to support undergraduate piano students’ memorisation of Classical sonatina movements by means of an analytical strategy based on William Caplin’s (1998, 2013) theory of formal functions (especially those applied to the Classical sonatina by Edward Jurkowski [2010]). Furthermore, the study aimed to establish how implementing such a strategy influences the musicians’ memorisation process as experienced by the undergraduate piano students. This strategy will indicate how concepts specifically related to Caplin’s theory can be implemented practically to facilitate memorisation primarily through structural analytical processes. According to Mishra (2010, p. 9), few existing articles concerning the memorisation of music focus only on one memorisation strategy, as has been attempted in the present study. Although this study focused very closely on only one specific memorisation strategy by means of structural analysis, I do, however, believe that the use of a combination of strategies is potentially the most effective approach. Therefore, the strategy that is discussed in this dissertation could be supplemented by other memorisation strategies regarding the sensory components of memory, which fell outside the scope of this study. The incorporation of various memorisation and practising strategies, in addition to analytical strategies, was observed both in scholarship (for example, Mishra (1999, 2002) and Gerling and Dos Santos (2017)) and in the processes that were followed by the participants in this study. The objectives of this research project were as follows: • To develop an analytical strategy, in the form of a series of complimentary materials, and sufficient guidelines to using it, which can serve as an effective tool to aid undergraduate piano students in memorising a Classical sonatina. • To identify the specific and unique analytical processes involved regarding the structural analysis of a Classical sonatina according to William Caplin’s theory of formal functions that should be considered when memorising. • To investigate undergraduate piano students’ experiences of using an analytical strategy as a strategic tool to memorise a Classical sonatina and its influence on their memorisation. 7 Based on the stated aims and objectives, hence, the research question guiding this study is: How does the use of musical analysis as a strategic tool influence undergraduate piano students’ memorisation of a Classical sonatina? The following sub-questions are also of importance to the study: • What are the specific and unique analytical processes involved regarding the structural analysis of a Classical sonatina according to William Caplin’s theory of formal functions that should be considered when memorising? • How do undergraduate piano students experience the use of musical analysis as a strategic tool for the memorisation of a Classical sonatina? 1.3 RESEARCH HYPOTHESIS Based on the information presented in the background and rationale (and later in Chapter 2) I had certain expectations regarding the participants’ implementation of the analytical strategy, their engagement with the materials and the processes they were expected to follow to memorise the sonatina movement. These can be viewed as my research hypothesis, stating my expectations regarding participants’ experiences and possible outcomes. It was my belief that the implementation of an analytical strategy, focused specifically on structural analysis and Caplin’s theory of formal functions, would facilitate participants' memorisation of the sonatina movement. I expected that the strategy would enhance their ability to remember musical elements by engaging different components of memory, including sensory memory and emotional memory. I further expected that participants would experience general memorisation processes (including perception, ingraining, maintaining and recall) not specifically limited to memorisation of music. It was my hope that the execution of these processes would lead to the transfer of information to long-term memory storage, which would enable recall further in the future. Participants were anticipated to benefit from a sensory-rich experience through hearing, sight and touch as part of sensation and perception processes at the beginning of the memorisation process. As they engaged with the music, neural 8 connections were expected to form (during the process of ingraining). Further, through constant practice, these pathways would potentially be maintained and linked to their pre-existing knowledge of music theory, analysis, and form. Consequently, they would be able to recall the piece from memory with ease. It was expected that the auditory and visual elements of the experience in particular would contribute to the formation of sensory memories, which would engage the visual and auditory components of memory. This might include visualisation of the score: seeing their fingers playing the piano and perceiving the sound produced by their playing the piano and hearing different recordings of the piece. Accumulated knowledge and personal past experiences would facilitate in long-term memory retention. Furthermore, the kinesthetic awareness developed through memorisation was expected to enhance performance comfort and technical execution of the piece. Overall, the detailed and thorough analysis, including the use of a marked-up score and a color-coded system, was assumed to significantly influence the participants' memorisation of the sonatina movement. Consequently, this was expected to lead to a comfortable and confident performance. 1.4 RESEARCH DESIGN AND RESEARCH METHODOLOGY The project unfolded in four stages: a literature review, the development of an analytical strategy for the Classical sonatina to support memorisation, the implementation of the strategy and the data analysis. The literature review summarised the existing literature on the following topics that forms an important background to the study: general memorisation processes; memorisation of music and the different components involved, focusing especially on the analytical component with its benefits; the sonata form, focusing on the development of both the form itself and the theories aiming to describe the form; two main approaches to the structural analysis that forms part of the New Formenlehre, focusing especially on William Caplin’s theory of formal functions and, finally, a discussion of sonatinas and the previous literature concerned with their analysis. 9 The second stage involved the formulation of an analytical strategy, and the associated materials to be presented to participants, based on Caplin’s theory of formal functions. For this stage of the project, a series of complementary materials were formulated that aim to provide detailed guidance in using the form and structural analysis of a Classical sonatina to be used as a memorising tool. This was achieved through an in-depth analytical case study, where a series of five videos, focused on the first movement from Clementi’s sonatina op. 36, no. 2 was created. The series of videos was supplementary to a detailed colour-coded marked-up score of the same sonatina movement and a glossary listing all the relevant terms and concepts. These materials were created as part of the analytical strategy. The third stage followed a collective case study design and involved voluntary participants’ implementing the formulated strategy. Participation spanned a six-week period situated within a predetermined six-month period. This stage of the study aimed to investigate the influence of the analytical strategy on the participants’ memorising process as experienced by each of them. A case study design was considered and found most appropriate for this study as I, the researcher, ‘has clear identifiable cases with boundaries and seeks to provide an in-depth understanding of the cases or a comparison of several cases’ (Creswell & Poth 2018, p. 159). The collective case study design, specifically, allows for the incorporation of different perspectives on the matter for an even better and more comprehensive understanding (Creswell & Poth 2018, p. 157). The participants were selected based on a volunteer sampling strategy, with undergraduate piano students having been identified as the target population. The sampling process maximises the information and knowledge acquired in the limited time period of the study (Du Plooy 2009, p. 108; Tellis 1997). The volunteered undergraduate piano students (a total of three participants) came from four specifically identified South African universities. This allowed those participants who had had exposure to various music theory pedagogies to be included in the study. The participation of three voluntary students was considered ideal, as Creswell and Poth (2018, p. 160) suggest that single cases should be limited so as not to exceed four or five with a collective case study, such as this one, to ensure maximum detail. First- 10 year piano students were excluded due to the greater possibility that they might not have sufficient theoretical knowledge required for participation in this study. The participants were provided with the materials developed in the second stage, to serve as a comprehensive example. After that, they were asked to implement the proposed strategy themselves by memorising a given sonatina movement with a similar structure to the example provided but which was shorter in length. The participants were asked to provide comments about their experience as part of the data collection. Data collection took place through various procedures: Feedback was gathered through semi-structured interviews, which prompted participants to reflect on their experience; audio recordings of their practice sessions were also requested for observation; a video-recording at the end of their six-week period of themselves attempting to play the piece from memory was observed and finally, documentation in the form of journaling, kept by each participant, was collected. The use of multiple data sources, known as triangulation, that were used to collect all the participants’ individual data was intended to help ensure the reliability and validity of the case study (Baxter & Jack 2008, p. 556; Fidel 1984, p. 276). The fourth and last stage of the research design involved the analysis of each participant’s self-reflections and of all of the data collected from them. Within-case analysis and thematic analysis were used to analyse the data and to make sense of it. I thoroughly consulted each individual participant’s data in order to identify significant statements among them, as suggested by Ayres, Kavanaugh and Knafl (2003, p. 881). Next, I engaged in cross-case analysis in comparing the data from the individual participants with one another. This process contributed to distinguishing between those elements of the experience that were relevant to all the participants and those that were relevant to the individual participants only, which would lead to the identification of relevant themes. This process of cross-case analysis was intended to decontextualise the data; however, after the identification of common themes and categories, significant statements from the individual participants were again recontextualised through within-case analysis (Ayres et al. 2003, pp. 871–874). 11 In the context of thematic analysis, the data set was systematically categorised, the coding being applied in an inductive manner. Connections and relationships between codes were identified to establish themes and categories through a semantic approach. The analysis was conducted following a realist/essentialist paradigm. A report of the data analysis is presented in Chapter 4 and features rich thematic descriptions across the entire data set (Braun & Clarke 2006). The aim of the data analysis was to help me form a better understanding of the manner in which each participant interpreted and implemented the analytical strategy with which they had been provided. The focus was on the participants’ experiences, which helped to answer the research question and the sub-questions (Ayres et al. 2003, p. 876). Furthermore, it enabled me to draw conclusions and make further recommendations. A more descriptive account of the research methodology and analytical processes is presented in Chapter 3. The thesis itself is structured as follows: Chapter 1 – Introduction Chapter 2 – Literature review Chapter 3 – Methodology Chapter 4 – Data analysis and discussion Chapter 5 – Conclusion. 1.5 ETHICAL CONSIDERATIONS Respect for the participants, informed consent by them, voluntary participation without coercion, their right to withdraw, the preservation of anonymity and specific permission required from the participants for audio- or video-recording were all important ethical principles that were considered throughout the study. Gatekeeper’s approval was obtained from all the relevant institutions to use their students as participants in the study and final ethical clearance had been obtained from the University of the Free State’s General and Human Research Ethics Committee. The Ethical Clearance number assigned to this study is: UFS- HSD2022/0712/23 12 1.6 VALUE OF THE RESEARCH The study and the consequent findings are valuable as they contribute to the existing body of knowledge regarding the implications of musical analysis on memorisation. This study followed a unique research design, which provided a new perspective on the investigation of this topic. What makes this research design unique is the fact that the participants received a thorough analytical strategy to aid memorisation. This included sufficient guidelines for and demonstrations of using this strategy and an in- depth example of its implementation. The incorporation of such a practical and concise guide to analysing music in order to facilitate memorisation before its implementation responds to an identified gap in the literature on the subject. Previous qualitative studies that were consulted, concerned with analysis and memorisation, excluded the implementation of such analytical materials to serve as a tool for facilitating memorisation. For both piano students and prospective pianists the memorisation of music is a crucial skill to acquire as professional pianists are mostly expected to perform from memory. The study has practical implications as it had a direct impact on the participants. The knowledge gained might potentially have a positive influence on their future memorisation endeavours. The materials included in the study and presented in this dissertation have the potential to influence readers in a similar manner through some investigation on their part. The study provided the participants with the opportunity to comprehend and implement an analytical strategy themselves with guidance from the researcher. Participation in this particular study therefore enabled the participants to acquire new skills, contributing to improved memorisation abilities, which could be strengthened even more in the future. In addition to the visual, auditory and kinesthetic components of memory (also known as the sensory components), incorporating analytical strategies that engage the analytical component in the memorising process might contribute to a more secure memory of a piece. I believe that this study has the potential to improve undergraduate 13 pianists’ quality of memorisation, leading to an enriched musical performance and experience. 14 CHAPTER 2: LITERATURE REVIEW This chapter discusses the existing literature on three interconnected areas of focus to contextualise this research project: the concepts of memorisation, musical analysis and musical form. The first discussion is on memorisation processes in general and how the human brain functions to formulate memories. This section forms a foundation to the rest of the discussions that follow in this chapter by providing a concise explanation of the basic principles and concepts related to memorisation. This is followed by the memorisation of music, focusing on the specific components involved and the role of sensation and the embodiment of music perception and cognition. The significant role that musical analysis plays in facilitating memorisation is emphasised by referring to and reflecting on the previous research concerned with musical analysis and memorisation. Finally, the focus shifts to musical form. Here, in particular, the sonata form is highlighted because some first movements of sonatinas (pointing in particular to the selected sonatina movements used in this project) relate to this structure. A brief reference is made to the concept of Fromenlehre, pointing to various theories and descriptions of the sonata form, and a brief overview of the form’s historical development is provided. The New Formenlehre is the next point, where the two main approaches to it are highlighted, namely, James Hepokoski and Warren Darcy's Sonata Theory and, more importantly for the present study, William Caplin's theory of formal functions. The last part of the literature review focuses on sonatinas, including: a clarification of the relevant terminology, a view on the form’s historical applications and a reflection on the previous literature concerned with the analysis of sonatina movements. 2.1 GENERAL MEMORISATION The processes and systems involved in the human brain to orchestrate memorisation in general, with a particular focus on important models and theories of memorisation, are discussed in this section. This should help to form a basic idea of the way in which the human brain functions in creating and storing memories, before we shift focus to the memorisation of music specifically. Memory is a grouping of various systems that function together to allow a person to learn from past experiences and predict the future. It performs a critical role in the functioning of all human beings (Baddeley 2014, p. 1; Gaddis & Adler 2023; Madigan 15 2015). People share the same neurological and cognitive systems involved in the process of memorisation and for centuries these mental processes have been under investigation (Chaffin, Demos & Logan 2016, p. 568; Seibert 2023). In the late 1800s, psychologists had already proposed that memory is an active process which can be ‘divided’ into various sections or systems (Baddeley 2014, p. 5; Seibert 2023). However, the fundamental mechanisms leading to more complex facets of memory and learning remain uncertain (Baddeley 2014, p. 8). A generalised simplified process of memorisation, including all the stages involved, is discussed below. 2.1.1 Processes involved in forming memories The process of memorisation involves several complex processes, systems and structures in the human brain (Apostolaki 2013, p. 226; Gaddis & Adler 2023). Also involved is a chain of neurochemical and electrophysiological changes that occur in order to formulate memories and acquire new information. It is very difficult for researchers to fully understand these neurological processes involved in human beings (Baddeley 2014, p. 4; Fourie et al. 2016, pp. 121–122). With reference to the neuronal structures, the creation of memories is understood to be grounded on changes occurring in the strength of the synaptic connections relating to the memory (Rasch & Born 2013). The memorisation process in general can be described in a four-stage process, involving perception, ingraining, maintaining and recall. The more these stages are executed, the more reliable and secure will be the memories that are formed (Klickstein 2009, p. 52). Essentially, throughout the process, every system involved in memory needs to be able to register given information, store that information over a period of time and retrieve it when necessary (Baddeley 2014, p. 9). The process can be described briefly as follows, as starting with a process known as sensation, which is very closely related to perception. Before exploring the first of these four stages in the memorisation process, it is worth pointing to the significance of sensation. Going hand in hand with perception, this process, known as sensation, facilitates the way human beings perceive and interpret the world surrounding them. Sensation involves the process through which the sensory receptors and nervous system sense sensory stimuli from the external environment through interoceptors and exteroceptors and respond to them (Hodges 16 & Sebald 2011, p. 351; Marzvanyan & Alhawaj 2023). Sensation explains how raw sensory information is processed: the senses receive sensory information and through the receptors physical stimuli are converted into electrical signals, which are transmitted to the brain (Hodges & Sebald 2011, p. 111). These signals are then processed further. The topic of sensation is discussed in further detail with specific reference to learning music in section 2.2.3. Viewed as a process that occurs after sensation but before cognition, perception is very closely coupled to memorisation (Apostolaki 2013, p. 218; Hodges & Sebald 2011, p. 348). Perception involves the gathering and accumulation of external stimuli through the senses, which is processed by various brain systems to form a sensory memory (Auday & Schafer 2023; Baddeley 2014, p. 18). Neural networks that support the perception of a given stimulus grow stronger as exposure to the stimulus increases (Hodges & Sebald 2011, p. 138). Perception triggers emotions, stimulating different systems in both the brain and the body (Koelsch 2011; Leman & Maes 2014, p. 237). The perception of external stimuli through various senses can contribute to ensuring a vibrant memory (Klickstein 2009, p. 53). After these external stimuli are gathered through the processes of sensation and perception, ingraining is the next step of the memorisation process to occur. The ingraining process involves the formation of neural pathways into the brain as information is processed and interpreted by neurons (Klickstein 2009, p. 53). The brain processes the perceptions formed from external stimuli, leading to the creation of new neural connections in the brain. At first, these connections are very vulnerable and easily prone to decay, which results in forgetting. This process of perception leading to the creation of neural connections is also known as encoding. Encoded stimuli are stored to enable easy retrieval on demand later in the process; the manner through which the stimuli are encoded originally will have an influence on the recall at later stages (Apostolaki 2013, pp. 218–219; Rasch & Born 2013). In order to preserve and strengthen these newly formed connections in the brain, maintenance – the next step in the four-stage process – is essential. The maintenance of memory is a constant and continuous innovative process where the neural pathways, imprinted during the ingraining stage, are effectively maintained 17 to reduce the probability of forgetting a memory; this will prevent the gradual disintegration of the mental pathways that were previously constructed and therefore help to keep memories secure and vivid (Klickstein 2009, p. 54). Consolidation processes over the short and long term strengthen and stabilise the neural connections and transfer memories from the short-term to the long-term memory. These processes are also necessary to integrate the newly formed memory into the individual’s network of pre-existing knowledge (Rasch & Born 2013). This familiar pre- existing information is very important as it serves as the building blocks with which new memories are able to form (Bernardi, Schories, Jabusch, Colombo & Altenmüller 2012, p. 277; Fourie et al. 2016, p. 123). The final step of the process is the recall of the newly formed and maintained memory. Recall refers to the process of accessing one’s stored memories (Rasch & Born 2013). A retrieval system is necessary to organise the cues that provide access to newly formed sections of information in one’s long-term memory. Recalling memories starts with relevant retrieval cues associated with the various senses and the information is often recalled according to an individual’s conceptual interpretation (Bernardi et al. 2012, p. 277; Madigan 2015; Palmer 1997, pp. 117 & 128). During this stage of the memorisation process, multidimensional and multi-layered relationships are being developed and reflected (Palmer 1997, p. 121). This is the final stage of the process that describes the general process of memorisation. To conclude, memorisation is an intricate process across various systems and structures in the brain (Baddeley 2014, p. 4). It can, however, be explained in a simplified manner, describing a four-stage process that includes perception, ingraining, maintaining and recall (Klickstein 2009, p. 52). Through careful execution of all four stages, a newly formed, secure memory should be the result. Performing a music piece successfully from memory would be the result of a thoroughly executed memorisation process. 2.1.2 Forms of memory: sensory, short-term and long-term Researchers have tried to explain the systems and processes of memory by means of various theories created through decades of research. These theories have some fundamental differences in the way they view retaining and retrieval actions during 18 memorisation (Gaddis & Adler 2023). Controversy during the mid-1900s led to various theories and models of memory being formulated. These various theories and models aim to explain the function, cooperation and interaction of three distinct forms of memory, namely, sensory memory, short-term memory and long-term memory (Apostolaki 2013, p. 226; Gaddis & Adler 2023; Reichling 1989, p. 9). Each of these three forms of memory has a unique function and is explained below. The first form of memory, sensory memory, points to the role of storage during the processes involved in perception (Auday & Schafer 2023; Baddeley 2014, p. 18). The two most researched components of sensory memory, include visual/iconic and auditory/echoic memory (Auday & Schafer 2023). The visual memory is dependent on the stimuli’s brightness and the information received by the brain from the retinas that remains after the stimuli ends (Baddeley 2014, p. 7). The auditory memory also involves various systems to perceiving and processing information through hearing and is not limited to the sound of speech alone (Baddeley 2014, pp. 11 & 14). This leads to the second form of memory: short-term memory. The storage of information to the short-term memory is necessary in order to perform a variety of cognitive tasks such as reasoning, problem-solving, comprehending, long- term learning and understanding (Baddeley 2014, p. 14 & 18; Seibert 2023). In order to create a representation of a certain object, short-term memory enables a person to access and integrate a variety of information from different sources, forming a comprehensible view of their surroundings (Baddeley 2014, p. 7). Short-term memory persists only for very short periods of time if information is not further processed and it also has a relatedly restricted capacity (Apostolaki 2013, p. 226; Hodges & Sebald 2011, p. 137; Madigan 2015; Seibert 2023). After further processing, such information will be admitted to long-term memory stores (the last of the three forms of memory) and perish from one’s short-term memory. Also worth mentioning, is working-memory. Although short-term memory and working- memory are related, they function differently. Working-memory, unlike short-term memory, is not only involved in temporary storage of information, but also the processing and manipulation of information necessary for complex cognitive tasks. It includes various components, each responsible for the processing of different sensory 19 inputs, which then transfers information to long-term memory storage (Apostolaki 2013, p. 226). Long-term memory is a more durable encoding system, one enforced through sleep, among other aspects, and stores information to memory for very long periods of time – some might say permanently (Baddeley 2014, p. 15; Hodges & Sebald 2011, p. 137; Rasch & Born 2013). Long-term memory can be categorised as two types: semantic and episodic. Semantic memory is concerned with generalised information about everyday life, acquired over longer periods of time. Episodic memory, on the other hand, includes memories about personal experiences (Baddeley 2014, p. 16; Gaddis & Adler 2023; Hargest 2014, p. 47; Madigan 2015; Rasch & Born 2013). It is still unclear, however, whether these resemble separate systems of memory or just different parts of the same system (Baddeley 2014, p. 16). The exact difference between short-term and long-term memory systems remains controversial. While some believe that it is the same system functioning under different conditions, others believe that they are two separate systems functioning very closely together (Baddeley 2014, p. 15). Nevertheless, it is clear that, although there are many theories of memory, sensory memory, short-term memory and long-term memory are the three most acknowledged forms of memory to occur. They all play a fundamental role in formulating memories. For musicians, it is important to take note of these various processes and structures involved in memorisation, because knowledge of this might help one to develop a better understanding of the various processes and components involved in the memorisation of music specifically. Topics related to this are discussed in the following sections. 2.2 MEMORISATION OF MUSIC With the basic principles necessary to understand general memorisation processes having been explained, this section now focuses on the memorisation of music specifically. The reasons that musicians should consider memorising their music are discussed, with further reference being made to the various components involved 20 which should be engaged in the memorisation of music. The components referred to include sensory components (tactile, visual and auditory components of memory), the kinesthetic and emotional component and the analytical component of memory. With the focus for present purposes on the emotional and sensory components, a brief discussion of sensory-processing systems is also included, highlighting proprioception, interoception and exteroception. These processes highlight the integration of the memory components into the cognition process. Flowing from and connected to this discussion on sensory perception and cognition, the idea of an embodied music cognition paradigm within the context of music performance is also included. This section therefore provides a brief background to all the elements necessary to form a holistic and secure memory of a piece for performance. 2.2.1 Importance and potential benefits of memorising music in general The historical practices concerned with memorising music place an expectation on certain instrumentalists to perform from memory (Nagel 2015, p. 62). Although important for pianists in particular, memorisation is considered a skill which can be acquired by anyone and can be improved through practice (Klickstein 2009, p. 52; McKinney 2008, p. 26). Despite the fact that the memorisation of music often threatens to increase a performer’s level of anxiety, it offers numerous benefits which most often outweigh its negative aspects (Walls 2007, p. 63). In my opinion, these benefits justify the time and effort spent on memorisation. These benefits can appear in and improve upon various facets of a musician’s skills to memorise and perform music: from an artistic level to a technical and theoretical level, and many more. The benefits are all intertwined with and connected to each other. First, Hargest (2014, p. 47) asserts that the use of the visual cortex, the biggest neuro- system in the brain, is reduced when the use of a score is eliminated during a performance from memory. This allows the musician to place more focus on other aspects of the performance, improving their concentration, communication and artistry that might have otherwise been compromised (Hargest 2014, p. 47). Playing from memory therefore provides a performer with more artistic freedom (Klickstein 2009, p. 52). 21 A further benefit of a score-free performance is the fact that a performance from memory gives a performer the opportunity to explore new and innovative ideas. For example, it enables a musician to discover aspects of the music that might have been overlooked otherwise, while increasing musicality and expression (Hargest 2014, p. 47; Klickstein 2009, p. 52; Shteinberg et al. 2014, p. 53; Walls 2007, p. 63). In addition, this close connection to the music and independence of the score enables the musician to perform the music with greater fluency, better tone, more confidence and greater awareness (Hargest 2014, p. 48; Walls 2007, p. 64). Furthermore, at a technical level, memorisation can make it easier for a performer to execute technically challenging aspects of a performance (Bernstein 2020, p. 53). This is because memorisation enhances a musician’s kinesthetic awareness of the music, which increases the performer’s ‘kinetic comfort’ while playing the instrument. Such kinesthetic awareness directly connects to the activity of sensory-processing systems known as interoception, exteroception and proprioception (fully discussed in section 2.2.3). This leads to more comfort and ease during a performance (Bernstein 2020, p. 53; McKinney 2008, p. 26). However, to play any piece from memory in a confident and secure manner (and in a way that will most likely produce these benefits), extensive knowledge of all aspects of the piece at a theoretical level is also required. The performer needs to form a deep theoretical and structural familiarity with the piece, which is achieved through analytical memorisation strategies in order to perform it independently of the score (Hargest 2014, p. 47; Klickstein 2009, p. 52; Walls 2007, p. 64). These analytical encounters with the score increase the musician’s awareness of the relationships between the melodic, harmonic and diatonic aspects in the music (Palmer 1997, p. 121). This in turn leads to improved musical quality while reducing any errors that may arise in the music as a result of a more accurate hearing and understanding of the notes (Hargest 2014, p. 47; Walls 2007, p. 63). More benefits specifically associated with analytical encounters when memorising music are discussed in section 2.3.1. For the moment, I share one final thought regarding the effect of analytical interactions with the score when memorising. In a sense, when seeking benefits associated with playing from memory, in addition to those mentioned above, the musician needs to 22 spend adequate time analysing the score to become familiar with the piece to such an extent that the score is no longer necessary. I believe that such theoretical familiarity of a piece poses benefits beyond its immediate implications on the memorisation of the specific piece in question: improved theoretical knowledge and newly acquired information, obtained through a deep engagement with a score in an attempt to store it in memory. This can be valuable as it might enrich and extend a musician’s existing framework of theoretical knowledge. In my opinion, such an accumulated reservoir of theoretical knowledge can be implemented and beneficial to facilitating the memorisation of other pieces in future interactions. Drawing on all these, it is my observation, assumption and personal experience that a performer playing from memory is more focused, attentive and aware of the music and their surroundings. Such a musician seemingly has the freedom to be more expressive, creative and adventurous in their interpretation and performance, communicating their intention more easily and effectively to the audience. A musician not bound by the score often holds deep and valuable theoretical knowledge obtained through the memorising process, which is likely to shape them into more sensitive, confident and holistic performers altogether. Hodges (2018, p. 81) notes that memorisation and all the benefits it brings (such as those mentioned above) have the ability to influence both the performer and the performance positively when fully embraced. It is therefore important that pianists are aware of these benefits and embrace them. More important, however, is taking cognisance of the various components of memory and their associated memorisation strategies that are most likely to lead to the effective memorisation of a piece. This is more likely to result in a musician’s reaping these benefits. These components are discussed in the following section. 2.2.2 Components of music memorisation Although it is important to take note of the processes and systems involved in memorisation, musicians might also benefit from understanding the various components of memory. In the existing literature, reference is made specifically to five components of memory: visual, auditory, kinesthetic or ‘muscle memory’, emotional, and analytical memory (Ginsborg 2019, p. 17; Kenyon 2016, p. 8). Although not 23 considered as one of these five main components of memory, tactile memory is a sixth component also mentioned in the literature; it plays an important role in memorisation (O’Brien 1943, p. 552). These components of memory (most of which is dependent on the five senses) are not exclusively connected to the memorisation of music specifically. Nevertheless, their application in music memorisation, is extremely significant. It is normal for musicians to have a natural tendency to apply certain components more than others; however, it is important that they aim to engage all of the components of memory as much as possible. This will enable a musician to develop a mental representation of a piece, which is more secure and reliable (Ginsborg 2019, p. 18; Shteinberg et al. 2014, p. 52). Each of these components of memory is dependent on various aspects of a musician’s musical knowledge and each requires a different amount of time to master. This is unique for each individual musician and can also vary from piece to piece (Shteinberg et al. 2014, p. 52). In order to optimise the transfer of all the various components to memory, though, Ginsborg (2019, p. 17) asserts that it is necessary to spend sufficient time on the memorising process, working in a deliberate and strategic manner in short sessions. Dubé (2003) stated that visual, auditory, kinesthetic and conceptual (or analytical) memory are the four components necessary for pianists to memorise music. Even though this project focuses primarily on the analytical component to memory, these other components are still worth mentioning in this literature review as I am convinced that these components cannot fully function independently. Being cognisant of the function of these components and knowing how to engage all of them fully when memorising music is vital to memorising music in the most effective and secure manner. The following is a brief description of each of the six components to memory. Emotional memory The first component of memory, emotional memory, focuses on the emotion conveyed through the piece and the emotions that the performer associates with the piece (Kenyon 2016, p. 44). Emotional memory is personal and each individual musician’s imagination and creativity, pertaining to the way that they interpret and connect to the piece through dynamics and articulation, is extremely important for it to take effect 24 (Ginsborg 2019, p. 17; Kenyon 2016, p. 44). Emotional cues in music that facilitate the retrieval of the music from one’s memory are established through expression in playing the piece (Chaffin et al. 2016, p. 563). Despite Dubé’s statement mentioned above (not specifically listing emotional memory as a vital component to memorise piano music), Sloboda (2005, p. 334) mentions that strong emotions play a fundamental role in any musical engagement and therefore interoception also forms an essential part of this discussion (in section 2.2.3). Tactile memory The next component is tactile memory, which depends on the sense of touch. For instrumentalists, this memory is formed by the physical interaction between the musician’s hands and body and the instrument. It is the recall of the physical feeling of the way chords and passages feel under the musician’s fingers and the way in which the body moves to be able to play and reach certain notes on the instrument (Kenyon 2016, p. 17). Therefore, also contributing to the establishment of tactile memory, is the musician’s choice of fingering for each individual piece. Fingering should be carefully considered to be most efficient and should be applied consistently throughout practice (Klickstein 2009, p. 53; Shteinberg et al. 2014, p. 53). This type of memory can play a significant role in developing certain musical and instrumental techniques (Baker & Green 2016, p. 13). Also concerned with the relationship between the musician’s body and the instrument is the next component of memory: kinesthetic memory. Kinaesthetic memory Also known as muscle memory, this component is many musicians’ primary component as an aid to memorisation (Mishra 2010, pp. 11 & 17). With this type of memory, the physical movements of the musician’s hands and body in relation to the instrument are recalled and this is achieved through constant and deliberate repetition in order to eventually automise movements (Aiello & Williamon 2002; Ginsborg 2019, p. 17; Mishra 2010, p. 12; Shteinberg et al. 2014, p. 53). Opposed to what one might assume from the term ‘muscle memory’, the memory is not being physically stored in the muscles. Rather, when a series of muscle movements are frequently repeated, the movement pattern is stored as a complete unit in the brain. When recalled, the sequence of specific movements runs automatically, therefore establishing muscle memory (Hodges & Sebald 2011, p. 235). 25 Further on the topic of automised movements relating to muscle memory, Chang (2007, p. 107) mentions two types of reflex motion that are necessary in order for a musician’s hand to move in an automised manner: the reflex motion from the hands when touching the keys on the instrument and the brain’s reflex response to the sounds that are being produced. Regarding the motor systems in the body, neurons in the brain become more effectual through constant practice and training, which reduces the number of neurons eventually required to execute the task (Hodges & Sebald 2011, p. 173). Again, the involvement of sensory processing systems, in this case proprioception in particular, cannot be excluded as it is so closely connected (section 2.2.3). Although muscle memory can increase anxiety and be very unreliable in stressful situations when used in isolation, it is still very useful. It plays an essential role in mastering difficult passages in the music and to provide confidence while performing (Chaffin et al. 2016, p. 561; Ginsborg 2019, p. 17; Shteinberg et al. 2014, p. 53). Visual memory The next component is the visual memory. It includes two main elements: the visualisation of the sheet music and the visualisation of the hands on the instrument. To achieve the former, the musician needs to remember what the notes look like on the printed paper by ‘seeing’ them in their mind’s eye. Some musicians may find this easier and more useful than others (Chaffin et al. 2016, p. 563). Although less instinctive, this process might also aid a musician’s sight-reading abilities and enable mental practice away from the instrument (Chang 2007; Ginsborg 2019, p. 17; Kenyon 2016, p. 39; Mishra 2010, p. 11; Walls 2007, p. 64). The latter – visualisation of the hands on the instrument – is more concerned with remembering the topography of the instrument and the patterns formed by the hands while playing the instrument (Mishra 2010, p. 11; Shteinberg et al. 2014, p. 52). Auditory memory Auditory memory is the penultimate component. This type of memory depends on the harmonic, melodic and rhythmical elements of the music and the sound of it (Shteinberg et al. 2014, p. 52; Walls 2007, p. 65). During a musical performance, there are two forms of auditory memory: retrospective auditory memory (remembering what 26 was already played) and prospective auditory memory (remembering what still needs to be played). These two types of auditory memory are crucial to helping the performer to navigate through a piece (Chaffin et al. 2016, p. 562; Ginsborg 2019, p. 17; Kenyon 2016, p. 30). It is through listening and audiation that the elements of melody, structure and rhythm are remembered in order to create an overall picture of the specific piece and therefore strengthen this component (Ferrari, Kokotsaki, DP Newton & LD Newton 2017, p. 4; Mishra 2010, p. 11). Analytical memory This then leads to the last component of memory and also the one in consideration in this study: analytical memory. In the memorisation of music, theoretical knowledge of the music forms the foundation of this component of memory. This includes form, patterns and motifs, harmonic and phrase structures and other elements related to the structure of a piece (Kenyon 2016, p. 10). Mishra (2010, p. 12) describes analytical memory as ‘the cognitive interpretation of patterns in a musical work’. Analytical memory is crucial because musical structures and units are recalled from a musician’s memory according to their conceptual interpretation while performing (Hargest 2014, p. 47; Palmer 1997, p. 117). This type of memory is developed by the thorough and in-depth analysis of a piece before the memorisation process starts and also by constant engagement with the analysis during the memorisation process (Ginsborg 2019, p. 17; Kenyon 2016, p. 10). This is the most important component in this study as the participants applied structural analysis to facilitate the memorisation of a sonatina movement. To conclude, existing literature highlights six components involved in the memorisation of music in particular. Even though some of these are more instinctive than others, depending on each individual musician, musicians should still strive to engage with them all if they are to gain the best result when memorising music. When used in isolation, these individual components may increase anxiety during performances, leading to a less-secure memory. However, when combined and integrated, the performer is likely to experience a more confident and secure memory of the piece. 27 While the emotional memory is probably the most abstract of them all, relying on deep inner feelings, connections and emotions, the visual, auditory, tactile memory are each clearly bound to the senses, making them ideal to enhancing the process of perception when attempting to memorise a piece. Establishing memories with these various components (pointing to the sensory memory components) is subject to the co- operation of several sensory processing systems in the human brain. These systems are briefly discussed in the following section before devoting full attention to the component of primary concern in this project: the analytical component. 2.2.3 Sensory processing systems: proprioception, exteroception and interoception A variety of different sensory processing systems are involved and intertwined in order for human beings to make sense of the world around them. Interconnected with the various components of memory as discussed above, these systems also have an influence on musicians’ ability to learn and ultimately memorise music. These systems include processes known as exteroception, interoception and proprioception; they explain how sensory stimuli are detected, interpreted and processed to enable understanding and learning. For musicians, these processes play an important role in their ability to master both the cognitive and the physical aspects necessary to play an instrument. These three processes are briefly discussed in the light of their significance to learning and performing music specifically. Proprioception The first of these interconnected systems is proprioception. This is an interconnected process involving the ability to perceive the movements, position and orientation of a person’s own body in space through proprioceptors (Barlow 2018; Marzvanyan & Alhawaj 2023; Smitt & Bird 2013, p. 469). This system is necessary to successfully maintain balance and to coordinate movements. In addition to the sensory organs receiving input from the muscles, mechanoreceptors in the skin are also sensitive to physical changes such as pressure, touch and stretch (Marzvanyan & Alhawaj 2023; Moller 2003, pp. 83 & 197). For musicians, proprioception is an important process necessary in order to coordinate the playing of an instrument. It promotes accuracy in finger positions on the instrument 28 and sensing both body movements and muscle engagement. It might contribute further to keeping the correct body alignment and posture. Proprioception connected to playing an instrument can be significantly enhanced through practice (Smitt & Bird 2013, p. 471). The next system being discussed is exteroception. Exteroception Exteroception points to the perception of external stimuli from the external environment, which are detected through exteroceptors and the senses (Herman, Olszewska, Gaca, Droździel & Marchewka 2023; Marzvanyan & Alhawaj 2023). The ‘Gestalt laws of cognitive organization’ create a firm basis for music cognition and provides a foundation for the way musicians structure sensory stimuli (Hodges & Sebald 2011, p. 151). It explains how people perceive stimuli by recognising patterns, grouping similar elements and simplifying complex information, all of which is applicable in the cognition of music (Hodges & Sebald 2011, pp. 130–132; Patel & Demorest 2013, p. 666; Tan, Pfordresher & Harrép 2010, p. 78). For musicians, exteroception can be related back to the sensory components of memory, as explained in section 2.2.2 (especially auditory memory). The detection and processing of stimuli through the auditory systems enables musicians to interpret and respond to musical elements such as pitch, timbre, sound dynamics and rhythm. Psychological variables, including signal shape, time and frequency, also plays a role in a musician’s psychological perceptions of these elements (Hodges & Sebald 2011, p. 127). When playing with other musicians, exteroceptive skills are necessary to listen, respond and adjust accordingly in response to the other musicians’ playing. Although the detection of and reaction to external stimuli have an impact on a musician’s performance, the awareness and processing of internal stimuli is just as important. Interoception Interoception, also referred to as body sensations, refers to a person’s ability to perceive internal stimuli and to sense their physiological and physical state (Herman et al. 2023; Köteles 2021, p. 19). In a musical setting, interoception points to the performer’s emotional connection to the music. Consequently, emotions felt by a performer may influence the expressive qualities communicated through a 29 performance (Crispin & Östersjo 2017, p. 296; Köteles 2021). Listening to music increases the biochemicals released in the body, which provokes emotional responses in the brain. Other parts of the brain integrate these emotional responses, input from the sensory system and other inputs, which facilitates the experience of conscious emotions (Hodges & Sebald 2011, p. 193). Continuing the discussion on interoception, it is known that a person can experience several physiological changes in response to hearing and performing music, including possible changes in heart rate, breathing and biochemical responses. Some physical movements that may occur include reflexive motor movements such as foot-tapping, facial gestures, body-swaying and head-nodding. Such responses can be evoked in both the listener and the performer. The different life experiences of different people lead to different responses when engaging with music (Hodges & Sebald 2011, pp. 178 & 184; Willliamon, Clark & Küssner 2017, p. 206). Interoceptive skills enable a musician therefore to develop a better awareness of their physical responses to music, further improving their capability to express emotions through a performance. This brief discussion of interoception reveals a clear connection between interoception and the emotional component to memory, as discussed in the previous section. These processes play a critical role in the cognition of music. They explain how musicians gather information, presented as stimuli from both the environment and from within the individual and how the brain proceeds to process these stimuli. It can be concluded that the cognition of music, leading to learning and memorising music, is processed in a variety of ways. Each stimulus is processed through one of the various sensory processing systems (as discussed in this section). The information can consequently be associated with one of the components of memory (as discussed in the previous section), depending on what the stimulus was. Important to remember, however, as mentioned earlier and as with the components of memory, that these various processes and systems are all interconnected. They do not function independently or separately, which makes this matter more complex. The next section, relating more to the kinesthetic component of memory, points to the shift in more recent views of music cognition and how the body is acknowledged to be a major contributor. 30 2.2.4 Cognition as an interactive or embodied process The role of body movements, such as those evoked by performing and listening to music, has been at the centre of more recent research, building upon older theories about music cognition and perception. Body movements play an important role in music performance and researchers now acknowledge the significant role of the human motor system in musical interactions (Davidson & Correia 2002; Leman & Maes 2014, p. 236). In the past, the cognition of music was primarily and almost exclusively considered from a perspective of perception, considering the capacity to experience music in connection with learning, predictive processes and memory (Leman, Maes, Nijs & Van Dyck 2018, p. 748). Such views concentrated on predictive mechanisms in perception, disregarding the potential impacts of bodily factors on such predictions (Leman et al. 2018, p. 748). Perception and action were viewed as being separate processes, with actions and body movements as the exclusive outcome of perception (Leman & Maes 2014, p. 236). The paradigm of embodied music cognition, in contrast, emphasises the connection between and the importance of physical experiences and actions in the cognition of music (Cox 2016, p. 11; Leman et al. 2018, p. 748). Embodied music cognition suggests that perception and action (body movements) are interconnected and have an influence on each other (Leman & Maes 2014, p. 237). Both motor and perception systems therefore play significant roles in our interaction with the external environment (Hodges & Sebald 2011, p. 240; Leman & Maes 2014, p. 237). Physical information is sensed from the musical environment, which results in physical expression as a reaction to such detected information: this creates a deliberate musical interaction (Cox 2016, p. 11; Leman & Maes 2014, p. 236). Music in turn inspires physical movements that convey numerous expressive qualities, inner emotions and intentions (Leman & Maes 2014, p. 237). Elements of music, such as dynamics, touch, articulation and phrasing, are directly related to the way musicians move their bodies in space and the physical movements they produce (Cox 2016, p. 12; Davidson & Correia 2002). Essentially, action and perception function in a continuous cycle, each dependent on each other. In basic terms, sensory information detected and gathered by the senses 31 generates motor commands for action; the expected sensory outcomes as a result of those actions are being predicted in advance (Leman & Maes 2014, p. 236; Leman et al. 2018, p. 748). When music is perceived, sensory-motor mechanisms are being activated; these movements or actions then again lead to the perception of music. This repeated interaction sequence with the music is at the core of a sense-giving musical experience (Leman & Maes 2014, p. 242). The strong relationship between gesture and sound is also highlighted: expressive gestures are translated into sound and sound is decoded back into expressive gestures. Any form of musical expression is communicated through actions and gestures. Music-driven gestures may therefore be facilitating musical perception (Davidson & Correia 2002; Hodges & Sebald 2011, p. 233; Leman & Maes 2014, p. 237). These statements clearly suggest a direct relationship between perception and action, which can be demonstrated through observing the interaction between the perceived sounds, produced as the musician plays an instrument, and the expressive gestures that form part of the performance. Our perception, experience and understanding of music are not exclusively restricted to mental processes occurring in the brain, as previously believed; instead, the entire body is actively involved. Physical actions shape and are shaped by the musical environment, with constant interactions occurring between the musical environment, body movements, the mind and the sensations experienced. The body in its entirety is crucial to creating and enhancing a musical experience. The analytical component requires the musician to engage with the score at an intellectual level, demanding one to apply theoretical knowledge in order to analyse and understand the various structural elements that led to the construction of a piece. The internalisation of a piece’s structural features allows the musician to integrate this knowledge with physical actions and responses, which contributes to embodied cognition processes and the action–perception cycle discussed above. For example, understanding of the form, section boundaries and phrases enables the performer to prepare physically for the transition and flow between sections, which might manifest through physical gestures such as changes in body tension and breathing that might lead to changes in dynamics and tempo. These gestures then heighten the performer’s 32 perception of the approaching section boundary or a new phrase. This might especially be the case as the performer approaches cadences in a piece, realising the function of the cadence within the piece. Understanding of the harmonic framework can also be a valuable tool. Certain harmonic progressions and harmonies can provoke certain emotional responses, which can be expressed through the body as either tension or relaxation. These bodily states influence expressive gestures in the music. The performer therefore physically responds to harmonic changes in the music, which helps with the perception of expressive cues, tension and release in the music. Another example, might be how repeated sections in a piece (such as the material in the exposition and recapitulation of the sonatina movement) lead to repeated physical movements, which might reinforce muscle memory. Subtle changes that occur, however, might demand changes in body movements to accomplish changes in, for example, dynamics or articulation. Each repetition might therefore ‘feel’ different and unique for the performer; however, it is still connected to similar material. These subtle physical changes may also in turn heighten the performer’s perception of these changes that occur between different sections in the music. Although embodiment plays an important role in the perception of music, it is only one element forming part of a complex interconnected network of cognitive, motor and sensory systems (Leman & Maes 2014, p. 236). The nature of these individual systems in a specific context at a particular moment influences the way in which external sensory information is perceived (Leman & Maes 2014, p. 241). Hodges and Sebald (2011, p. 233) assert that a good balance between cognitive skills, expressive skills and motor skills is required in order to achieve an effective musical performance. Structural cognisance can therefore be valuable in enriching embodied music cognition. It is this component of memory (the analytical component) that stands at the core of this project and which has the potential to benefit the memorisation of a piece immensely when it is correctly understood and applied. 33 2.3 ANALYSIS OF MUSIC FOR MEMORISATION: DIFFERENT APPROACHES, POTENTIAL BENEFITS AND RESEARCH FINDINGS The focus is now placed on the analytical component of memory exclusively as this component forms the base of this study. In this section, insights are briefly shared on the various ways one can approach analysis. The potential benefits of musical analysis are then discussed with regard to its ability to facilitate memorisation. Previous literature concerned with musical analysis and memorisation is then highlighted and the findings and conclusions of qualitative studies regarding musical analysis and memorisation strategies are discussed. The findings and conclusions of these studies provide the context for this research project. 2.3.1 Ways of approaching the analysis of music for memorisation Music analysis is a broad field of scholarly interest with many kinds of application to music practice. The analysis of music with a view to supporting memorisation includes aspects such as the form and style of the piece; understanding and identifying phrase and section boundaries; identifying rhythmic, harmonic and melodic patterns, and analysing the melodic and harmonic structures (Hargest 2014, p. 47; Hodges 2018, p. 79; Klickstein 2009, p. 53; Shteinberg et al. 2014, p. 53). Approaches to analysing music for the purposes of memorisation can be extremely basic and straightforward: for example, simply acknowledging and identifying certain kinds of chords and progressions mentally – Mishra (2010, p. 12) calls such approaches ‘informal’. In contrast, the analysis can be extremely complex and multifaceted, taking the form of a thorough in-depth theoretical analysis of a specific piece by engaging in labelling strategies (Hargest 2014, p. 47; Ross 1964, p. 269; Shteinberg et al. 2014, p. 52). The addition of colour in the analytical process is an important option to consider when analysing for memorisation. This use of colour has been advocated by Aeillo and Williamon (2002) and has been investigated by Ferrari et al. (2017). They suggest that by associating a certain colour with certain features of key recurring themes and other aspects of structure, a musician’s mental burden is reduced, which leads to an increase in one’s capacity for analytical thinking (Ferrari et al. 2017, p. 8). 34 Taking it one step further, Ferrari et al. combined the use of colour with a graphical representation of a piece’s structure to facilitate the understanding of the musical form even further (2017, p. 4). A colour-coded and graphical representation adds another visual component in addition to the score. It might therefore potentially facilitate the learning of the piece for musicians with a preference for visual learning methods. Additionally, it supports listening and audiation of a piece. This leads t